Fund Services
AML & Compliance
Funds and investment structures face growing compliance expectations. Finstow supports clients with anti-money laundering procedures, regulatory filings and practical compliance administration.
Overview
Compliance That Supports Operations
Compliance is not only a regulatory obligation — it protects the integrity of a fund or structure and the confidence of investors and counterparties.
Finstow helps fund managers and sponsors coordinate AML policies, customer due diligence processes, regulatory registrations and the documentation required to meet ongoing compliance obligations.
Services
What we cover
AML Procedures
Support with policies, risk assessments and customer due diligence workflows.
Regulatory Filings
Coordination of registrations, notifications and routine compliance submissions.
Record Keeping
Organisation of compliance documentation, registers and audit-ready records.
Ongoing Monitoring
Administrative support for periodic reviews, renewals and compliance updates.
Clients
Who we support
- Fund managers
- Investment sponsors
- SPV and holding structures
- Clients establishing new regulated vehicles
Approach
How we work
Step 1
Review
We assess the structure, regulatory context and current compliance position.
Step 2
Implement
We help establish procedures, records and filing workflows.
Step 3
Maintain
We support ongoing compliance administration and periodic updates.
Strengthen your compliance framework
Speak with Finstow about AML and compliance support for your fund or investment structure.
Arrange an Initial Consultation